WARNER, J.
After the conclusion of closing argument in appellant's trial for organized fraud, the trial court changed the instruction on the elements of the crime, from an instruction requiring the jury to find that the appellant and his co-defendant engaged in a scheme to defraud, to an instruction requiring that the jury find that the appellant and/or his co-defendant engaged in a scheme to defraud. Because appellant had relied on the prior instruction in his argument to the jury, we conclude that the error requires reversal.
Appellant and his co-defendant were charged by amended information with committing organized fraud, in violation of section 817.034(4)(a)1., Florida Statutes (2001). The state alleged that, during a three-year period, the appellant obtained over $50,000 from various victims, making the offense a first-degree felony.
The evidence at trial showed that appellant owned and operated an investment company called Merit First. Appellant and his co-defendant, Scott Smith, each sold investment opportunities to friends and acquaintances. The state called thirteen witnesses who each gave substantial sums of money to appellant or Smith for investment purposes. Smith attracted investors, mostly from his church, to appellant's firm. Some investors dealt solely with appellant; some dealt solely with Smith; and some dealt with both appellant and Smith. The investors were usually given promissory notes, which were to be repaid within sixty-ninety days, and told that their funds would be used to finance shell corporations that would be sold to start-up companies seeking to go public. However, the investors were never repaid.
A state investigator testified that he had reviewed appellant's books and records and could find no investor money going into any investments at all, but he did find substantial amounts flowing to appellant and his family and to Smith. Smith testified that before he joined appellant, he checked out his references, which seemed accurate. He began selling investments for appellant who would continually tell Smith that he was on the brink of a sale of a shell corporation which would bring the return to investors. After about eighteen months, Smith stopped believing him. Smith claimed that he repaid some investment funds to one investor.
At the charge conference, the parties agreed to instruct the jury that to prove the elements of organized fraud, the state must prove: (1) that appellant and Smith engaged in a scheme to defraud, and (2) that appellant and Smith obtained property through the scheme to defraud. Appellant's defense lawyer relied upon this instruction in closing argument, arguing to the jury as follows:
Part of appellant's counsel's closing argument pointed to the fact that most of the investor witnesses invested through Mr.
After the closing arguments, the trial court questioned whether the jury instructions agreed on at the charge conference were correct. In particular, the court questioned whether the conjunction "and" should be placed between the names of the defendants in the instructions on the elements of the crime. The prosecutor noted that the jury needed to make a determination as to each defendant separately, suggesting that the instruction "probably should be and/or." Counsel for co-defendant Smith also asked that the instruction be changed to "and/or" and explained that such an instruction would be "more appropriate."
Ultimately, over appellant's objection, the trial court changed the jury instruction from the "and" conjunction to the "and/or" conjunction, instructing the jury as follows:
Before the trial court instructed the jury, defense counsel asked for a curative instruction to notify the jury of the change in the wording of the instruction, explaining that he did not want the jury left with the impression that he "had no idea what he was talking about." In particular, appellant's counsel explained: "I think you would say that all lawyers agreed based on 3.12B we amended it to and/or. I think they have to be put on notice if you're going to overrule my objection, I think, there has to be an explanation. Otherwise, this is a detriment of Mr. O'Keefe's defense in closing argument." The trial court denied appellant's request for a curative instruction and instructed the jury with the changed instruction. The jury found both defendants guilty as charged. Appellant was sentenced to five years in prison and ordered to pay restitution to his victims. He appeals.
On appeal, appellant argues that changing the jury instruction after closing argument was reversible error. He contends that the error was particularly egregious where the court denied his request for a curative instruction, which left the jury with the impression that defense counsel was either trying to mislead it or was ignorant of the law. We agree that this error requires reversal.
In Kirkland-El, we articulated the magnitude of the damage that can be done to the presentation of a defendant's case where the jury instructions are changed following closing argument:
883 So.2d at 385 (emphasis added). Similarly, in Knuth, the Second District explained that although the trial court "ultimately gave an appropriate instruction, the failure to give the instruction before the defendants had their final say generated prejudice that can only be remedied by retrial." 679 So.2d at 23.
The error which occurred in this case constitutes a per se reversible error. Recently, in Johnson v. State, 2010 WL 3909859 (Fla. Oct.7, 2010), our supreme court explained the per se reversible error rule:
Errors which the Johnson court categorized as per se reversible error include: (1) a trial court responding to a jury question outside of the presence of defense counsel, Ivory v. State, 351 So.2d 26, 28 (Fla.1977); (2) a bailiff's unsupervised conversations with the jury, State v. Merricks, 831 So.2d 156, 161 (Fla.2002); and (3) substitution of a juror after deliberations begin, Williams v. State, 792 So.2d 1207, 1210 (Fla.2001). In Johnson, the court held that a court's preemptive instruction that it would not allow read back of testimony prior to any request constituted per se reversible error.
We find that the error in this case of changing the substance of the elements of the charged crime after closing argument is the type of error which must be treated as per se reversible, because we would be engaging in speculation to determine the effect that such a change had on the jurors. As noted in Kirkland-El, the jurors might completely disregard the defense's case and argument on the ground that defense counsel was trying to mislead them or was simply ignorant of the law.
The court could have cured the error in this case by accepting appellant's request for a curative instruction. Unfortunately, the court refused to give such an instruction.
For these reasons, we reverse and remand for a new trial.
POLEN and LEVINE, JJ., concur.